Make sure you are familiar with ERISA's fidelity bonding requirements and the information you must include on your plan's annual Form 5500 each year.
The use of employee forfeitures is strictly regulated. Use our Forfeitures Essentials Checklist to assess whether your company is allocating forfeitures in an appropriate and timely manner.
Government filings are a critical component of administering a 401(k) plan. Certain forms may need to be filed each year. Be sure to know which ones are due this year for your company's plan.
Hardship withdrawals provide access to 401(k) savings, but at a great financial cost to the participant. Hardship withdrawals should be considered a last-resort option.
This Highly Compensated Employee checklist assists you in understanding how the Highly Compensated Employees (HCE’s) are determined....
This Key Employee checklist assists you in understanding how Key Employees are determined.
Our Loan Essentials Checklist is a great tool to ensure that the loan process goes smoothly.
Our Vesting Essentials Checklist is designed to help you understand your company's 401(k) vesting schedule.